NYSE · SWZ

Total Return Securities Fund

Closing price · Nov 13, 2026 $5.85

Last insider buy price $5.73 Paid by Secretary, Director Phillip Goldstein on Oct 8, 2026 (Form 4). Not today's price.

Smart money pulse

What insiders and funds are doing

Buying Insiders: as of Nov 13 Funds: as of Jun 30, 2026

account_balance
3 funds bought, 1 sold in the quarter ended Jun 30, 2026, counting funds that hold 500 stocks or fewer and $1M+ of this one. Index funds and banks are left out.
info
No real insider sales in 12 months. Planned 10b5-1 sales and tax withholding are left out.

−100 means everyone selling, +100 everyone buying. This is data, not advice.

How the Pulse works

Pulse runs from −100 (everyone selling) to +100 (everyone buying). Half comes from insiders: real buyers vs. real sellers in the last 90 days (Form 4). Half comes from funds: funds that bought vs. funds that sold last quarter (13F). 13F is a snapshot of long positions on the last day of the quarter, filed up to 45 days later. It does not show short positions or trades since then.

Who owns it

42 funds report owning SWZ, up from 41

Holdings as of Jun 30, 2026

New8

Added8

Held17

Trimmed9

Sold out7

Last quarter

Who bought and who sold

Apr–Jun 2026

Matisse Capital

+50%

Icon Advisers Inc

−11%

Shaker Financial Services, LLC

+22%

Logan Stone Capital, LLC

+613%

Change in shares held from Mar 31 to Jun 30, 2026, biggest holdings first. Only funds that hold 500 stocks or fewer and $1M+ of this one: index funds and banks own almost everything, so their changes say little. Bars stop at ±100%.

Insider trades · last 12 months

Real buys and sales

● Open-market buy● Open-market sale

Last 6 months. A wider screen shows 12.

Showing 57 real trades. Hidden: 4 option exercises. Those happen on a schedule and say little about what an insider thinks. Bigger dot means a bigger trade.

Real trades, newest first

Oct 8 Phillip Goldstein Past buys: 1 of 5 beat Secretary, Director Open-market buy $28.6K 5,000 sh at $5.73

Sep 28 Andrew Dakos President and CEO, Director Open-market buy $57.7K 10,000 sh at $5.77

Sep 28 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $11.5K 2,000 sh at $5.77

Sep 25 Andrew Dakos President and CEO, Director Open-market buy $58.1K 10,000 sh at $5.81

Aug 31 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $17.9K 3,000 sh at $5.98

Aug 24 P Das Rajeev Secretary Open-market buy $8.1K 1,366 sh at $5.93

Aug 21 P Das Rajeev Secretary Open-market buy $10.1K 1,700 sh at $5.93

Aug 10 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $5.91K 1,000 sh at $5.91

Jul 23 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $11.7K 2,000 sh at $5.86

Jul 22 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $3.05K 517 sh at $5.90

Show 47 older real trades

Jul 21 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $2.85K 483 sh at $5.90

Jul 20 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $5.93K 1,000 sh at $5.93

Jul 6 Phillip Goldstein Past buys: 1 of 5 beat Secretary, Director Open-market buy $35.6K 5,980 sh at $5.95

Jul 2 Andrew Dakos President and CEO, Director Open-market buy $29.6K 5,000 sh at $5.92

Jun 29 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $11.9K 2,000 sh at $5.93

Jun 26 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $12.3K 2,091 sh at $5.89

Jun 18 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $11K 1,853 sh at $5.91

Jun 17 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $869 147 sh at $5.91

Jun 16 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $11.9K 2,000 sh at $5.96

Jun 15 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $922 155 sh at $5.95

May 29 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $6.01K 1,000 sh at $6.01

May 28 Andrew Dakos President and CEO, Director Open-market buy $32.9K 5,500 sh at $5.99

May 27 Andrew Dakos President and CEO, Director Open-market buy $44.8K 7,500 sh at $5.97

May 20 Andrew Dakos President and CEO, Director Open-market buy $17.8K 2,987 sh at $5.96

May 19 Andrew Dakos President and CEO, Director Open-market buy $77 13 sh at $5.95

May 18 Andrew Dakos President and CEO, Director Open-market buy $23.8K 4,000 sh at $5.95

Apr 24 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $6.08K 1,002 sh at $6.07

Apr 17 Andrew Dakos President and CEO, Director Open-market buy $18.3K 3,000 sh at $6.09

Apr 16 Andrew Dakos President and CEO, Director Open-market buy $50K 8,265 sh at $6.06

Apr 8 Andrew Dakos President and CEO, Director Open-market buy $23.9K 4,000 sh at $5.98

Apr 7 Andrew Dakos President and CEO, Director Open-market buy $11.9K 2,000 sh at $5.95

Apr 6 Andrew Dakos President and CEO, Director Open-market buy $595 100 sh at $5.95

Apr 2 Andrew Dakos President and CEO, Director Open-market buy $28.8K 4,863 sh at $5.93

Mar 30 Andrew Dakos President and CEO, Director Open-market buy $31.3K 5,300 sh at $5.91

Mar 27 Andrew Dakos President and CEO, Director Open-market buy $34.9K 5,900 sh at $5.92

Mar 24 Andrew Dakos President and CEO, Director Open-market buy $35.8K 6,000 sh at $5.96

Mar 18 Phillip Goldstein Past buys: 1 of 5 beat Secretary, Director Open-market buy $59.8K 10,000 sh at $5.98

Mar 12 Andrew Dakos President and CEO, Director Open-market buy $19.9K 3,324 sh at $6.00

Mar 11 Andrew Dakos President and CEO, Director Open-market buy $10.2K 1,700 sh at $6.00

Mar 6 Andrew Dakos President and CEO, Director Open-market buy $74.6K 12,500 sh at $5.97

Mar 5 Andrew Dakos President and CEO, Director Open-market buy $72.1K 12,000 sh at $6.01

Mar 5 Phillip Goldstein Past buys: 1 of 5 beat Secretary, Director Open-market buy $59.9K 10,000 sh at $5.99

Mar 3 Phillip Goldstein Past buys: 1 of 5 beat Secretary, Director Open-market buy $30.1K 5,000 sh at $6.01

Mar 2 Andrew Dakos President and CEO, Director Open-market buy $89.8K 14,918 sh at $6.02

Feb 27 Andrew Dakos President and CEO, Director Open-market buy $12.4K 2,000 sh at $6.20

Feb 26 Andrew Dakos President and CEO, Director Open-market buy $30.9K 5,000 sh at $6.17

Feb 24 Andrew Dakos President and CEO, Director Open-market buy $10.3K 1,674 sh at $6.16

Feb 23 Phillip Goldstein Past buys: 1 of 5 beat Director Open-market buy $30.6K 5,000 sh at $6.13

Feb 23 Andrew Dakos President and CEO, Director Open-market buy $24.5K 4,000 sh at $6.13

Feb 20 Andrew Dakos President and CEO, Director Open-market buy $18.5K 3,000 sh at $6.16

Feb 19 Andrew Dakos President and CEO, Director Open-market buy $30.6K 5,000 sh at $6.12

Feb 6 Phillip Goldstein Past buys: 1 of 5 beat Director Open-market buy $60.7K 10,000 sh at $6.07

Feb 4 Andrew Dakos President and CEO, Director Open-market buy $36.2K 6,000 sh at $6.03

Feb 3 Andrew Dakos President and CEO, Director Open-market buy $59.7K 10,000 sh at $5.97

Feb 3 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $5.96K 1,000 sh at $5.96

Feb 2 Moritz Sell Past buys: 0 of 6 beat Director Open-market buy $6.7K 1,120 sh at $5.98

Jan 30 Phillip Goldstein Past buys: 1 of 5 beat Director Open-market buy $59.2K 10,000 sh at $5.92

"Past buys: 2 of 3 beat" means this insider bought stock in 3 earlier quarters, and in 2 of them what they bought did better than the typical stock over the next 6 months. A past record is data, not a forecast.

Showing every filing. Dashed circles are routine: grants, tax withholding, option exercises and planned sales.

Top holders

Biggest funds in SWZ

As of Jun 30, 2026

Fund	Value	Change
CSS LLC	$6.18M	+2%
Bank of America Corp	$5.15M	New
Matisse Capital	$3.62M	+50%
Icon Advisers Inc	$2.65M	−11%
Saba Capital Management, L.P.	$2.4M	Same