Insider · SEC Form 4 filer

Randall Barnes

Past buys: 3 of 5 beat

Companies

Where they file as an insider

Guggenheim Strategic Opportunities Fund (GOF) Director Latest filing Mar 12, 2026
Guggenheim Active Allocation Fund (GUG) Director Latest filing Mar 6, 2026
Advent Convertible & Income Fund (AVK) Director Latest filing Oct 17, 2024

Track record

Did their buys beat the typical stock?

Open-market buys13
Quarters checked 6 months later5
Beat the typical stock 3 of 5
Quarters too new to check0

3 of 5 checked quarters beat the typical stock. A past record is data, not a forecast.

Guggenheim Strategic Opportunities Fund (GOF) Bought Mar 6–12, 2026 · $51K · 4,400 shares Behind typical Mar 31, 2026 $11.02 → Sep 30, 2026 $8.51 · −22.8% (typical stock +1.7%)
Guggenheim Strategic Opportunities Fund (GOF) Bought Oct 30–Nov 4, 2025 · $25.5K · 1,960 shares Behind typical Dec 31, 2025 $12.88 → Jun 30, 2026 $10.92 · −15.2% (typical stock +4.7%)
Advent Convertible & Income Fund (AVK) Bought Oct 17, 2024 · $42.7K · 3,785 shares Beat typical Dec 31, 2024 $11.77 → Jun 30, 2025 $12.11 · +2.9% (typical stock −3.4%)
Guggenheim Active Allocation Fund (GUG) Bought Jan 30, 2024 · $5.58K · 385 shares Beat typical Mar 31, 2024 $14.71 → Sep 30, 2024 $16.55 · +12.5% (typical stock +3.2%)
Guggenheim Active Allocation Fund (GUG) Bought Oct 31–Dec 13, 2023 · $535K · 38,310 shares Beat typical Dec 31, 2023 $14.66 → Jun 30, 2024 $14.93 · +1.8% (typical stock −1.2%)

Each row is one stock in one quarter, however many buys it took. We take the stock's price at the end of that quarter and again 6 months later, and compare it with the typical stock over the same dates. Prices are quarter-end values from funds' 13F reports (the middle value across 3 or more funds), through Sep 30, 2026. Moves past 3 times up or down, mostly stock splits, are left out. How we tested this.

Past results. This is data, not advice.

Where this data comes from. Insider trades, fund holdings, activist stakes and company results come from public SEC EDGAR filings (Forms 4, 13F, 13D/13G, 10-Q and 8-K). Congress trades come from the STOCK Act reports members file with the House Clerk and the Senate. Daily closing prices come from post-no-preference/stocks on DoltHub, a community-run database shared under CC BY-SA 4.0; the prices we show stay under that license. They are each day's close, not live or official exchange prices.

This is data, not investment advice. About StockToast · Your watchlist